How to book the ACI FX Global Code Certificate Exam
Follow the following steps in order to register for the ACI FX Global Code Certificate Exam:
- Step 1: Visit ACI FMA website by clicking here
- Step 3: Scroll down and press the button “Register Your Place”
- Step 3: Under Book your Exam section, press “Book your exam” button
- Step 3: On the new page, against your desired exam, press the “Book online exam” button
- Step 4: Create an account or login
- Step 5: Pay for the exam and follow the instructions
Who should take the ACI FX Global Code Certificate Exam
Everyone who is into promoting the credibility and efficiency of global operation of the FX Industry is recommended to get this certification. The ACI FX Global Code Certificate Exam is primarily intended for the following groups:
- Officers of compliance and risk
- Central banks and regulators
- Participants in the financial market from buy side, sell side and intermediary institutions
- Personnel from middle offices and operations
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How to Prepare For ACI FX Global Code Certificate Exam
Preparation Guide for ACI FX Global Code Certificate Exam
Introduction
ACI Financial Markets Association (ACIFMA) is a leading global trade association with over 9,000 members in more than 60 countries representing the interests of the professional financial markets community. ACI FMA, founded in 1955, focuses on improving best business practise and encouraging the commitment of market participants to ethical behaviour standards.
The ACI Model Code exam (3I0-002) has been recognised as the first industry-wide Code of Conduct based on the initial ACI Codes of Conduct of the 1970s for OTC FX and related markets. The ACI Model Code exam (3I0-002) has strongly influenced many national Codes of Conduct but was discontinued in 2017 with the release of the ACI FX Global Code Certificate, the composition of which ACI FMA participated, as well as other Code of Conduct initiatives, subsequently revised to include the larger OTC community-and extended from the dealing room through to back office operations.
Under the supervision of the Board of Education, education services include the ACI FX Global Code Certificate, ACI Dealing Certificate, ACI Operations Certificate, ACI Diploma, and the Latest Edition of the ACI Diploma. The ACI Committee for Professionalism administers industry best practise work on ethical behaviour.
This document is an exam guide intended to help applicants determine the significance of the ACI FX Global Code Certificate Exam and to provide all necessary details like prerequisites, exam contents and format etc. for the best exam preparation of interseted candidates. This guide includes information on the certification test target audience, recommended preparation and documentation, and a full list of exam targets, all with the intention of helping you obtain a passing grade. In order to increase your chances of passing the test, we strongly recommend a mix of on-the-job experience, course attendance, and self-study.
ACI 3I0-002 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Dealing Room Operations | 25% | - Relationships between market participants - Trading practices and procedures |
| Compliance and Regulation | 25% | - Record keeping and reporting - Regulatory responsibilities |
| Introduction to the ACI Model Code | 20% | - History and development - Purpose and scope of the Model Code |
| Ethics and Market Conduct | 30% | - Confidentiality and conflicts of interest - Principles of ethical trading |
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